My Expanded Lowy Post on Moral Hazard in US Alliances: Explaining Japan-Korea (and Greece-Turkey?)

domhSo this post is a bleg to those of you who know more about alliances than me. I am considering writing up this for an article, so I thought I would ‘crowd-source’ early comments on this. I also wonder if someone elsewhere has already suggested this idea in the vast alliance literature, so please let me know. The motivation is inductive – the deepening tension between Japan and Korea has suggested the addendum to alliance theory I am proposing here. But I wonder if others have said this before.

Put briefly, I don’t think entrapment or abandonment captures the US position between allies in dispute, like Japan and Korea, or Greece and Turkey (perhaps – I know that latter case less well). Instead, each seems to use the US alliance patron to: a) compete with each other, because b) the US alliance relieves external pressures (China and North Korea, and the USSR and chaos in the Balkans and Middle East, respectively) that would otherwise incentivize a rapprochement. These four states are not trying to ‘entrap’ the US so much as leverage it for an intra-alliance squabble, with the shared patron as referee. I’ve not read this theorized elsewhere, so here is an effort to do so.

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My First Post at the Lowy Institute: 3 Non-Predictions for 2014

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So this year, I am writing twice a month for the Lowy Institute – a foreign policy and international relations think-tank in Australia. My work will go on their blog-line, called the Interpreter. My author page with them is here. I’ve had Lowy in my own blog-roll (on the right side of this page) for awhile. It is a good site, particularly if you are interested in Australia. Now Lowy is seeking to break out into East Asian politics more generally. I am happy to participate in that, and I would like to thank the Interpreter editor, Sam Roggeveen, for recruiting me. My first post with them, here, was about two weeks ago. Sam had the clever idea to invert the usual ‘predications for the coming year’ pieces that fill January with predictions of things that won’t happen. My own record of predictions on this site (2010, 2010, 2011) are pretty spotty, so this was a nice challenge.

So here are three things that you think might happen in Eat Asia this year, but won’t:

1. There will be no Sino-Japanese war. Any scuffles will be contained.This was would be so destructive, there’s no way the CCP will let the PLA pursue real escalation.

2. North Korea will not change. That might sound like the safest prediction ever, but actually political science and Korea studies have a long history of arguing that NK is about to collapse. But it won’t.

3. ASEAN will stay useless and over-rated. Western liberals and international organization majors really, REALLY need to stop hyping ASEAN. It’s a joke, and it will stay one. The real story in Asia is its refusal to regionalize/organize, not the incipient regionalization westerners are so desperate to find in every meeting of Asian leaders. And don’t even talk to me about ASEM. These are all talk-shops. East Asia is the land of Hegelian nation-state. Get used to it.

Here’s that full essay:

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Book Review: “North Korea in Transition”: Oh Wait, it’s Not in Transition…

51KSPBHlncLIn volume 86/4 of the journal Pacific Affairs, I reviewed an essay compilation on North Korea called North Korea in Transition: Politics, Economy, and Society. This was published last year by the Council on Foreign Relations, edited by well-known North Korea-watchers Kyung-Ae Park and Scott Snyder. My book review is, unfortunately, not available electronically from the PA website; it’s only in the journal’s print version. So I thought I would put it up here for some wider circulation.

I know book reviews bore everyone, so I tried to make this interesting by focusing on trends in NK, not just summarizing the constituent essays. It’s a great introduction to North Korea with lots of big names. I learned a lot from it. But I had to object to the title, likely chosen by an ill-informed editor looking for something catchy. North Korea is not in transition. If anything, we should be focusing on how remarkably stable it is. No matter what happens to the Kim regime – famine, de-industrialization, ‘factionalism,’ Chinese take-over of the economy, Dennis Rodman and his tats – nothing seems to bring down the clan or even shake it. Its astonishing ability to not change is what we should be our focus.

Here’s that review:

This useful book is a state-of-the-art treatment of North Korea (NK) for non-academics and is likely to be read widely in think-tank and policy circles. Its authors include some of the finest analysts of NK in English. Laymen will find the book appealing, because the essays, while well-informed, do not overwhelm with jargon. There is some heavy going, but one need not be a social scientist to grasp most of it. The book also ranges widely, covering issues like ideology, economic (mal)adaptation, the monarchy, and foreign relations. All these traits make it a solid introduction to the NK tangle.

That said, the book is not light. The essays are rich, and scholars will also find new ideas and themes that merit sustained social scientific analysis. For example, David Kang suggests that status-seeking is a major element of NK foreign policy behavior. This is a clever insight, and one that characterizes South Korean foreign policy too. Other researchers could formally develop and test such ideas. Specifically, academics in East Asian area studies, comparative and international politics, and, perhaps, economics, will find this book an appealing fount of all manner of hypotheses and conjectures deserving full-out research.

The book is structured around four sections: NK domestic politics, economics, culture, and foreign relations. I found the first section the most gripping, because NK’s internal politics are so opaque. These authors take the regime ideology seriously and explain it in detail. Readers accustomed to thinking of NK ideology as just a fig-leaf for a nasty dictatorship (a common response in my own discipline, international relations), will find the elaboration challenging and enlightening. Conversely, I left the section thinking that if NK elites and people really believe their own propaganda, that makes the inter-Korean stand-off that much more ideologically intense and unification that much more psychologically challenging.

In an intriguing suggestion, the book also hints that Kim Jong Un may need his own ideology. Kim Il Sung had juche; Kim Jong Il had songun. Does KJU need his own personal language of power, given that NK is hyperpersonalistic, neopatrimonial monarchy? This too is a rich question deserving research. A few contributors hint that ‘neo-juche’ may be such an effort. It may aim to reduce the wide reach of the KPA, which songun elevated but has also clearly become a massive economic parasite. If KJU is to place NK on a course of long-term sustainability – instead of the current ad hoc lurching from crisis to crisis with reliance on foreign economic hand-outs – then ideally a KJU ideology would thread the needle of some engagement with the global economy and legitimacy for the fait accompli of partial internal marketization, while nonetheless maintaining enough political-ideological distinctiveness to justify NK’s continuing existence as a separate, poorer Korean state. Indeed to my mind, this dilemma is NK’s central, existential problem: how does NK justify its existence despite the Cold War’s conclusion, German unity, a catastrophically failed economic model – especially in comparison to the South, and fifteen years of post-famine information penetration which has given North Koreans knowledge of life on the other side? I think the book would have been enriched by treating this explicitly.

Clearly NK can ruthlessly hang on through calamity; its collapse has been relentlessly over-predicted. And it can hype its nuclear weapons – ‘the life of the nation,’ KJU said in March 2013 – to deter foreign meddling. But that does not mean NK is stable or secure, or has a genuine strategy to become a ‘strong and prosperous nation.’ That SK presents an obvious and alluring alternative right next door, only worsens this dilemma. Should the Chinese ever finally fatigue of bailing out NK and covering for its antics, NK could easily return to the social chaos of the late 1990s. And the section on NK economics makes this clear. The data presented on just how dysfunctional NK’s economy is, are genuinely disturbing. A colleague once called NK ‘Turkmenistan without oil’ at a conference, and the descent into kleptocracy both at home and abroad is frightening. Another frequently undeveloped theme in NK studies is its post-Cold War mutation into a corrupt gangster state.

The cultural section too brings new information and arguments that Pyongyang kremlinologists overfocused on high politics will enjoy. There is much recent speculation that the flood of information about the outside world that partial marketization has brought will change NK hearts and minds. Indeed, it is often suggested this is the only way NK will change – through bottom-up social evolution and changing expectations – because the regime itself seems unusually close-knit in its support for Kim family royalism.

Finally, the discussion NK’s diplomacy tells the familiar but necessary story of the remarkably frustrating effort by outside powers to push NK into international norms. Indeed, NK is case study of how a small power in tough neighborhood can play its hand remarkably well and avoid domination by much larger rivals. KIS was a master of this, as the essays demonstrate. But NK’s continuing provocations, as well as the now-enormous gap between North and South, make it increasingly hard for NK to ‘weave’ among its neighbors. Per Kang, NK simply lacks the credibility that SK has and is increasingly reliant solely on China for diplomatic and economic cover. NK would prefer to play the Six Parties off against each other, but those days are fading. As with economics, NK desperately needs a new diplomatic strategy to flourish going forward. Mudding through with grudging Chinese aid is clearly risky.

And this raises my only serious criticism of the book: it is not actually clear that NK is in transition. Clearly it should be. It is hopelessly isolated internationally and economically an ‘Upper Volta with nuclear weapons.’ But NK is remarkably consistent. The Kims are still with us. The regime shows no genuine interest in unity. Economic reforms have been facile. The tyranny of gulags, repression, and indoctrination are still in place. That NK hangs on without transitioning is in fact its great puzzle to us.”

My January Diplomat Essay: Top 5 Northeast Asian Security Stories in 2013

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I know these exercises in end-of-year top 5s or top 10s can be silly or fanciful. But there is some value to trying prioritization. Part of social science is determining causal weights – which causes are most important among many possibilities. And that is the logic implicitly behind these sorts of turn-of-the-year lists. It’s also fun to try after a long year. So here is mine; I imagine these will seem pretty predictable though.

“It’s that time of year when analysts everywhere throw out predictions of the year to come and retrospectives of the past year. It’s practically impossible to build a fair metric for these things, but it is fun to try. Here I define consequentiality as those events likely to shape future events on large geopolitical questions in northeast Asia, specifically commerce and conflict. Here is one such list from the Financial Times on Asia. Here is mine:

1. The expansion of the Chinese Air Defense Identification Zone (ADIZ)

This strikes me as the most important regional geopolitical event of the year, because it effectively ratifies what many analysts have suspected of coming for a long time – a Sino-Japanese competition over Asia, with the US hovering in the background, tilting toward Japan. This will be the defining competition of Asia for the next several decades, and the trend-lines broadly favor China – Japan and the US are in decline relative to China.

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My December Newsweek Japan Essay: Japan as a Unique Bulwark to Chinese Hegemony in Asia

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I recently joined Newsweek Japan in a more official capacity as a regular contributor. I am pleased to do so, as I increasingly think that Japan is the primary bulwark to Chinese hegemony in Asia. So more and more, my research interest is drifting toward the Sino-Japanese competition as weightier than the inter-Korean competition.

In that vein, I wrote the following story for the current volume of Newsweek Japan. In brief, I argue that only Japan has the strength to really block China’s rise to hegemony in east Asia. Russia is too weak, especially out here. India just can’t seem to get its act together (I used to push India really hard as an obstacle, but it just doesn’t seem up to it.) I am a skeptic of the US pivot, and sheer distance alone means the US need not confront China unless it wants to. The US will never be under a Chinese ‘Monroe Doctrine’ as Asia might be in the future. That leaves Japan as a unique bulwark – a front-line state with the wealth and state/bureaucratic capacity to give China a real run for its money. Indeed, one way to see the current tension is as another round of Sino-Japanese competition for Asian leadership going back to the mid-19th century. (As always, I’d love to hear from the Japan mil-tech guys on all this.)

Elsewhere I have argued that China’s rise to hegemony is unlikely, in part because I think Japan will vigorously balance China. (Indeed, it probably is already.) So this essay is an expansion of that previous argument. The essay follows the jump.

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My December Diplomat Essay: US Alliance with Japan Sparks a Korean Grand Strategy Debate

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This is a re-up of my most recent monthly essay for the Diplomat. The original is here.

The idea here is to explore why Korea is not simply going to line up with the US and Japan against China. A lot of Americans, understandably focused on China in Asia, assume Korea will just join up. I really doubt that. I have been arguing this point for awhile on this site (start here), but Korea is way more alienated from Japan, for all sorts of reasons, than a lot of westerners realize. And it simply does not worry that much about China (no, I don’t understand that either). When I go to the conferences, Americans worry about China, the Japanese really worry…but the Koreans are like, ‘meh…whatever,’ but they get really activated over Dokdo. That dichotomy in response drives just about every American analyst I know up the wall, but it is the way it is. We need to realize that instead of trying to force Korea into the kind of black-and-white, good-guys-vs-bad-guys cold war frame Americans usually insist on in world politics. The essay follows the jump.

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My ‘Introduction to North Korea’ Essay for Al Jazeera Center for Studies

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The pic is me and my NK guide in front of one of the many ubiquitous statues of Kim Il Sung in Pyongyang.

Besides running a TV network, Al Jazeera also has something called the ‘Al Jazeera Center for Studies.’ I know what you thinking; it’s the same thing I said – study of what? Judging by the looks of it, the Center provides introductory country and regional snapshots of places around the world to an Arab audience. This is very laudatory to my mind. The problems with Arab education have been well-documented, so I am happy to see this and participate in it. I’ve said this before, and I’ll say it again: Al Jazeera is a lot better than many people think, especially compared to CNN, much less Fox. It’s reputation as ‘terrorist TV’ isn’t really deserved.

So they reached out to me to provide a primer on NK. Here it is on their site, and it is reposted below the jump. I think they called me because I have occasionally been on the network as a talking head. And yes, in the interest of full disclosure, I was paid to provide this essay – not that I can think of any apparent conflicts of interest between Arab cable TV and North Korea.

They only gave me 2000 words, so I emphasize the permanent legitimacy crisis of NK after the end of the Cold War and the near-implosion of the 1990s; the semi-theocratic Kim family cult; and the patronage of China that keeps this ramshackle jalopy on the road. Please keep that tight word-limit in mind in your comments/criticisms. There is so much one could choose to emphasize, but I would be curious to see if you think this is fair. Also, this is meant for laymen, particularly in the Arab world, for whom this stuff is pretty foreign, I would imagine. So the detail is limited compared to the knowledge base of the likely readership of this blog. Still, I feel pretty god that I covered a lot of ground in short space. Here it is:

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My Cover Story for Newsweek Japan: The Subtext of S Korea’s Dislike for Japan is Competition with N Korea

cover1203-thumb-200xautoI just published a long essay about Korea’s view of Japan for Newsweek Japan. Please contact me if you would like the Japanese version. Below is the reprint in English.

As so often when I write in this area, I immediately got hate-mail. So please, don’t bother telling how much this website sucks, that I’m a mouthpiece for whomever you dislike, that I am ‘taking sides,’ betraying Korea, and so on. I know Koreans and Japanese read critical analyses of one or the other in zero-sum terms. The essay below is not meant as a ‘Japanese win.’ It is meant to explore why Koreans exaggerate Japan so much. Why do Koreans routinely say things like Japan is run by right-wing fanatics who want to invade Dokdo with samurai? These statements are not only obviously false, they are ridiculous.

I have said before (here, here) that Koreans have legitimate grievances regarding Japan, particularly on Yasukuni and the comfort women. But Koreans don’t stop there; they go over-the-top with things like the Sea of Japan re-naming campaign, claims that Japan wants to invade Korea again, that Japanese behavior in Korea equates with the Holocaust, or that Dodko is worth going to war over – even though a Korean use of force against Japan would almost certainly eventuate a US departure from SK and dramatically reduce Korean security. Other victims of earlier Japanese imperialism don’t talk like this, and I think a lot of well-meaning Japanese, who do recognize what Japan did here, are genuinely baffled by all this.

So the puzzle, to put it in social science terms, is not why Koreans dislike Japan. There are grounds for that. But rather, why do Koreans (specifically the media) exaggerate those grievances so much that even sympathetic outlets (like this blog or American analysts more generally) feel compelled to call out the nonsense? That is actually a really good research question – but for all the hate-mail – if you are writing a PhD in this area.

Here is my primary hypothesis: ‘Japanphobia’ – the over-the-top Korean descriptions of Japan as some unrepentant imperial revanchist – serves S Korean domestic nationalist needs. Specifically Japan functions as a useful ‘other’ for the identity construction problem of a half-country (SK) facing a competitor (NK) that openly proclaims itself the real Korean national state against an imposter (SK). Trapped in  who’s-more-nationalist-than-thou contest with NK, demonizing Japan is way for South Korea to compete with the North for Korean nationalist imagination. The RoK can posture as an instantiation of the minjok by criticizing Japan, which it can’t do by attacking NK, because NK says the same thing. Given that Koreans are more moved by the blood and cultural associations of the Chosun minjok than the dry, corrupt formalism of the RoK, the RoK desperately needs something to give itself some identity. Japan is that something. The RoK can’t connect convincingly with Koreans as the anti-DPRK, because too many South Koreans are ambiguous on NK. So the (post-dictatorial, democratic) RoK is the anti-Japan instead

NK routinely calls SK the ‘Yankee Colony’ to delegitimize it, but beating up on NK is not so easy in SK. A sizeable minority of S Koreans clandestinely sympathize with NK and agree that SK is too Americanized and not Korean enough. And NK cynically, relentlessly manipulates the evocative symbolism of Mt. Paektu to emotionally confuse the South. By contrast, Japan, the former colonialist, brings a convenient, black-and-white ‘moral clarity.’ It’s morally easy to condemn Japan. As a result, Dokdo gets fetishized (instead of now compromised Mt. Paekdu, the much more obvious geographic symbol of Korea) and Japan (not NK) becomes the state against which the RoK defines itself.

The full essay follows the jump. The framing is the recent trip by US Secretary of Defense Hagel to Tokyo and the furious grand strategy debate that touched off in Seoul. If the language seems a little ‘journalist-y,’ that’s because this was edited for readability by Newsweek.

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4 Hypotheses on Why China Suddenly Declared this New Air Defense ID Zone

26071410If you haven’t yet seen the zone’s geography, here it is to the left, complete with its overlap with the Korean and Japanese zones. The most important conflict of course is over Senkaku, but Korea watchers will also note that the Ieodo submerged reef, which Korea claims, is also in the zone. Gotta wonder what the Chinese were thinking by giving Korea and Japan common cause over anything. Foolish.

Dan Drezner asked the question I think pretty much everyone is wondering now: did the PRC really expect the US, Japan, and SK to just accept this out of the blue? Obviously they’re not, and it’s hard to find anyone besides the Fox News of Asia Global Times who thinks they should.

I got called about this by my friend Sam Kim at Bloomberg. Needless to say, all my comments didn’t make into the story, so here is an edit of my email comments with Sam on why the Chinese seemed to just do this out of the blue.

SK/BB: Why are the Chinese doing this?

Me: “I see 4 possible explanations (each is roughly tied to a level of analysis in international relations theory):

1. Belligerence (anarchy, straight-up realism): the Chinese really are picking a fight with Japan. This is the worst possible reason. They may figure that the Hagel visit to Japan a couple months ago has made Japan into an open challenger to China now. And that is kinda true. America is hedging China, ducking and weaving, trying hard to avoid an open confrontation with it. But Japan is increasingly unabashed that is it balancing China directly as a threat. Abe is increasingly willing to call out China openly. So Asia is becoming a serious bipolar contest, and maybe the Chinese are thinking: ‘to hell with it; Abe’s playing tough; we have too also.’ Certainly my Japanese colleagues in this area increasingly talk about China this way.

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Thickening Russia-Korea Ties is a Good Move for South Korea

b00cacd510614f87ea3a79ff18f43d62f9ea1dd2I wrote a quick piece for Newsweek Korea this week on Vladimir Putin’s trip to South Korea. Find the Korean web version here. Below is the translation.

In brief, I argue that a relationship with Russia is good for South Korea. Because SK is both relatively small and encircled, its foreign policy is dominated by just a few states. The problem is that SK can’t/won’t reach out to NK or Japan, so it is basically stuck between the US and China. So pulling in the Russians is a nice way to get SK some room to maneuver in its tight neighborhood. That is sure to annoy the Americans, but if you’re a S Korean, it’s a wise choice. That is the real value of the trip for SK, while for Russia, it bolsters its fading Asian relevance. Also, while I think President Park has really blown it over Japan, this was a smart choice against the Chinese and the Americans – maybe the best thing she’s done on foreign policy yet.

If it seems like I’m emphasizing geopolitics over economics, that’s because I don’t buy this ‘New Silk Road’ bit – where SK and Russian traffic would move through a guaranteed rail/road corridor in NK – for one minute. Does anyone really believe NK will respect transit rights, giving up lucrative shake-down opportunities on the movement of fuel, goods, tourists, and so on? No way. Look at how Pyongyang uses Kaesong for whatever blackmail/hostage-taking purposes it has in mind. NK is a such a black hole for international norms, that SK and Russia might as well connect by a ‘chunnel’ before relying on NK respect for transit rights.

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